Firms are using AI more than ever, but few have adopted clear policies outlining human oversight or how third-party vendors ...

As wealth tax proposals pop up around the country, advisors guide clients through assessing how these factors change the ...

Rick Simonetti knows it's not easy recruiting private bankers and then moving their clients and assets. That hasn't stopped ...

Press an "easy button" for an internal succession or go the harder, often more lucrative route of leaving an employee ...

Over the past decade, the annual revenue gap between LPL and any other independent brokerage has soared to more than 100% ...

Advisors interested in serving charitably inclined clients will soon have a new designation program to consider, one focused specifically on donor-advised funds. Processing Content The nonprofit ...

Two experts in mergers and M&A sales explained how and why RIA owners need to clean up their data, get a formal valuation and ...

Financial Planning's August 2026 continuing education quiz is now open to subscribers. By successfully completing the quiz, ...

Getting a foot in the door to the high net worth market can be a challenge, but there are any number of ways in. Six advisors ...

Among advisors changing firms, the prevailing trend is away from Wall Street mainstays and toward greater independence — but that path is not for everyone. Processing Content Case in point: Todd ...

The case for active bond management is compelling, given increased market volatility and persistent economic uncertainty, ...

With its Estimated Value Index, the valuation expert FP Transitions seeks to give RIA owners a leg-up in knowing just what ...